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What is the course syllabus?

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Lesson 1: Background On Social Media

Topics covered in this chapter are:

  • General background on social media
  • Social media use in the investment industry
  • Social media platforms

Lesson 2: Applicable Industry Rules and Regulations

Topics covered in this chapter are:

  • Provincial securities regulation
  • IIROC
  • CSA guidance for registrants
  • CSA guidance on social media use by reporting issuers
  • Other regulators and jurisdictions

Lesson 3: Supervision of Social Media Use by A Dealer Member

Topics covered in this chapter are:

  • General supervision, written policies, procedures, and training

Lesson 4: Other Issues and Practical Considerations for Supervisors and Registrants for Effective and Compliant Social Media Use

Topics covered in this chapter are:

  • Specific social media issues for consideration