Course Catalogue

Applied Financial Planning (AFP) Certification Examination

• Proctored exam with online resources

Branch Compliance Officer's Course (BCO)

• Online, interactive version with hard-copy textbook
• Online, interactive version with PDF textbook

Canadian Securities Course (CSC®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook
• Canadian Securities Course (CSC®) Value Pack Combo

Financial Planning I (FP I)

• Online, interactive version with online textbook (PDF)
• Online, interactive version eBook & hard-copy textbook

Financial Planning II (FP II)

• Online, interactive version with online textbook (PDF)
• Online, interactive version eBook & hard-copy textbook

Investment Funds in Canada (IFC)

• Investment Funds in Canada (IFC) Value Pack Combo
• Online, interactive version with hard copy textbook
• Online, interactive version with PDF textbook

Personal Financial Services Advice (PFSA)

• Online, interactive version with online textbook (PDF)
• Online, interactive version eBook & hard-copy textbook

Personal Financial Services Advice (PFSA)

• Online, interactive version with online textbook (PDF)
• Online, interactive version eBook & hard-copy textbook

Personal Lending & Mortgages (PLM)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Bank Management Fundamentals

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Business Development Planning - Bank Management (BDPM)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

People & Team Management

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Applied Financial Planning (AFP) Certification Examination

• Proctored exam with online interactive content

Financial Planning Integration Course (FPIC)

• The FPIC - Bankers Path includes the most up-to-date versions of the following courses: IFC, PFSA, FPI, and FPII. Select this course if you have successfully completed the aforementioned courses.
• The FPIC - Investment Advisors Path includes the most up-to-date versions of the following courses: CSC®, FPSU, and WME®. Select this course if you have successfully completed the aforementioned courses.

Canadian Securities Course (CSC®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook
• Canadian Securities Course (CSC®) Value Pack Combo

Financial Planning Supplement (FPSU)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Wealth Management Essentials (WME®)

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

WME® for Financial Planners

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

WME® for Investment Managers

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

WME® for Wealth Managers

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

Applied Financial Planning (AFP) Certification Examination

• Proctored exam with online interactive content

Canadian Securities Course (CSC®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook
• Canadian Securities Course (CSC®) Value Pack Combo

Financial Planning I (FP I)

• Online, interactive version with online textbook (PDF)
• Online, interactive version eBook & hard-copy textbook

Financial Planning II (FP II)

• Online, interactive version with online textbook (PDF)
• Online, interactive version eBook & hard-copy textbook

Law, Estate and Tax Supplement (LETS)

• Online, Interactive Version with PDF Textbook

Lending,Retirement and Insurance Supplement

• Course includes pdf, e-Books and review questions

Investment Funds in Canada (IFC)

• Investment Funds in Canada (IFC) Value Pack Combo
• Online, interactive version with hard copy textbook
• Online, interactive version with PDF textbook

Personal Financial Services Advice (PFSA)

• Online, interactive version with online textbook (PDF)
• Online, interactive version eBook & hard-copy textbook

Canadian Securities Course (CSC®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook
• Canadian Securities Course (CSC®) Value Pack Combo

Investment Funds in Canada (IFC)

• Investment Funds in Canada (IFC) Value Pack Combo
• Online, interactive version with hard copy textbook
• Online, interactive version with PDF textbook

LLQP Insurance Course (LIC) - Common Law(Prerequisite course to qualify to write the provincial Life Licence Qualification Program (LLQP) examination for all provinces and territories excluding Quebec)

• Course includes electronic modular textbook & on-line learning activities

LLQP Insurance Course (LIC) - Civil Code(Prerequisite course to qualify to write the provincial Life Licence Qualification Program (LLQP) examination for the province of Quebec only)

• Course includes electronic modular textbook & on-line learning activities

LLQP Insurance Course (LIC) - Canada(Prerequisite course to qualify to write the provincial Life Licence Qualification Program (LLQP) examination for all provinces and territories including Quebec)

• Course includes electronic modular textbook & on-line learning activities

Insurance Ethics & Professional Practice Module (IEPP) - Common Law

• Course includes electronic modular textbook & on-line learning activities

Insurance Ethics & Professional Practice Module (IEPP) - Civil Code

• Course includes electronic modular textbook & on-line learning activities

Advanced Mutual Funds Advice (AMFA) Program

• Client Discovery
• Tax Planning
• Retirement Planning
• Estate Planning
• Foundations of Investment Management
• Retirement Planning Income and Products
• Practice Management for Mutual Fund Representatives

Fundamentals of Personal Finance - Quebec (0700)

• Online, interactive version with hard-copy textbook (PFP®-Quebec)

Investment & Taxation Fundamentals - Quebec (0774)

• Online, interactive version with hard-copy textbook

Insurance & Retirement - Quebec (0778)

• Online, interactive version with hard-copy textbook

Investment & Tax Planning - Quebec (0782)

• Online, interactive version with hard-copy textbook

Risk Management & Estate Planning* - Quebec (0786)

• Online, interactive version with hard-copy textbook

Investment Funds in Canada (IFC)

• Investment Funds in Canada (IFC) Value Pack Combo
• Online, interactive version with hard copy textbook
• Online, interactive version with PDF textbook

Economics (0960)

• Online, interactive version with hard-copy textbook

Accounting (0955)

• Online, version with eBook

Legal & Ethical Aspects of Financial Planning (0790)

• Online, interactive version with hard-copy textbook

Financial Planning for Businesses in Quebec (0125)

• Online, interactive version with hard-copy textbook

Canadian Securities Course (CSC®) for Investors

• Online, interactive program; with online textbook (PDF)
• Online, interactive program; with hard-copy textbook
• Value Pack Combo

Canadian Securities Course (CSC®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook
• Canadian Securities Course (CSC®) Value Pack Combo

Conduct & Practices Handbook Course (CPH®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Investment Representative Training Program (30-day) (IRT)

• Online, with online interactive content

Investment Advisor Training Program (90-day) (IATP)

• Online, interactive version with online textbook (PDF)

Investment Management Techniques (IMT®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbooks

Portfolio Management Techniques (PMT®)

• Online, Interactive version with Hard Copy Textbook
• Online, Interactive version with PDF Textbook

Wealth Management Essentials (WME®)

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

WME for Financial Planners

• Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family

WME® for Investment Managers

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

WME® for Wealth Managers

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

Advanced Investment Strategies (AIS)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

New Entrants Course (NEC)

• Online, interactive version with online textbooks (PDF)
• Online, interactive version with hard-copy textbook

Advanced Derivatives Market Strategies Course (ADMS)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Derivatives Fundamentals Course (DFC)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Derivatives Fundamentals & Options Licensing Course (DFOL)

• Online version, with electronic DFC textbook (PDF) & hard-copy OLC textbook
• Online, interactive version with hard-copy DFC & hard-copy OLC textbooks

Futures Licensing Course (FLC)

• Online, interactive version with PDF textbook
• Online, interactive course with hard-copy textbook

Options Licensing Course (OLC)

• Online, interactive version with PDF textbook
• Online, interactive version with hard-copy textbook

Options Supervisors Course (OPSC)

• Online, interactive version with PDF textbook
• Online, interactive version with hard-copy textbook

Canadian Commodity Supervisors Exam (CCSE)

• Online, interactive version with PDF textbook
• Online, interactive version with hard-copy textbook

Trader Training Course (TTC)

• Online, interactive version with PDF textbook
• Online, interactive version with hard-copy textbook

Fixed Income Trading & Sales (FIT)

• Online, interactive version with online textbook (PDF)

Equity Trading & Sales (ETS)

• Online, interactive version with online textbook (PDF)

Technical Analysis Course (TAC)

• Online, interactive version with hard-copy textbook

Canadian Securities Course (CSC®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook
• Canadian Securities Course (CSC®) Value Pack Combo

Investment Funds in Canada (IFC)

• Investment Funds in Canada (IFC) Value Pack Combo
• Online, interactive version with hard copy textbook
• Online, interactive version with PDF textbook

The 90-Day MF Skills Builder

• Online, with online interactive content

Futures Licensing Course (FLC)

• Online, interactive course with PDF textbook
• Online, interactive course with hard-copy of textbook

Canadian Securities Course (CSC®) for Investors

• Online, interactive program; with online textbook (PDF)
• Online, interactive program; with hard-copy textbook
• Value Pack Combo

Canadian Securities Course (CSC®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook
• Canadian Securities Course (CSC®) Value Pack Combo

Conduct & Practices Handbook Course (CPH®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Wealth Management Essentials (WME®)

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

WME® for Financial Planners

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

WME® for Investment Managers

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

WME® for Wealth Managers

• Online, interactive version including the online WME® textbook & KPMG Tax Planning for You & Your Family (PDF)
• Online, interactive version including hard-copies of the WME® textbook & KPMG Tax Planning for You & Your Family

Advanced Investment Strategies (AIS)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Dealing with High Net Worth Clients Program

• Dealing With Special High Net Worth Client Situations
• Estate Planning For High Net Worth
• Practice Management For High Net Worth
• Retirement Planning For High Net Worth
• Investment Strategies For High Net Worth
• CIWM Certification Examination

Estate & Trust Administration (ETA)

• Online, interactive version with hard-copy textbook (excl. Quebec)
• Online, interactive version with online textbook (PDF) (excl. Quebec)
• Online, interactive version with hard-copy textbook (Quebec)
• Online, interactive version with online textbook (PDF) (Quebec)

Estate & Trust Asset Management (ETM)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Taxation Considerations for Estates & Trusts (TET)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Laws of Estates & Trusts (LET)

• Online, interactive version with online textbook (PDF) - Civil Code (Quebec)
• Online, interactive version with textbook
• Online, interactive version with online textbook (PDF) - Common Law (excl. Quebec)
• Online, interactive version with textbook

Ethics & the Client Experience - Estates & Trusts (ECE)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with textbook

Case Application Examination (0537)

• Canada/Common Law Version
• Québec/Civil Code Version

Optimizing Relationships with Small Business Clients

Small Business Lending (SBL)

Delivering Small Business Solutions (DSBS)

Certificate in Small Business Banking (CSBB)

Moody's Accounting for Credit Professionals

Moody's Agribusiness Lending (AGRI)

Moody's Analyzing Commercial Real Estate (ACRE)

Moody's Commercial Lending (CLCA)

Managing Client Relationships (MCR)

Moody's Foundations of Banking and Credit (FOBC)

Moody’s Problem Loans Course (PLC)

Conduct & Practices Handbook Course (CPH®)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Investment Dealer Supervisors Course (IDSC)

• Course includes hard-copy textbook
• Online, interactive version with PDF textbook

Partners, Directors & Senior Officers Course (PDO)

• Online, interactive version with hard-copy textbook
• Online, interactive version with PDF textbook

Options Supervisors Course (OPSC)

• Online, interactive version with hard-copy textbook
• Online, interactive version with PDF textbook

Canadian Commodity Supervisors Exam (CCSE)

• Online, interactive version with hard-copy textbook
• Online, interactive version with PDF textbook

Chief Compliance Officers Qualifying Exam (CCO)

• Online, interactive version with hard-copy textbook
• Online, interactive version with PDF textbook

Chief Financial Officers Qualifying Exam (CFO)

• Online, interactive version with hard-copy textbook

Financial Services Industry: Business Drivers & Challenges (FSDC)

• Online, with online interactive content

Understanding Investment Dealer Business Units

• Online, interactive course

Applied Investment Dealer Compliance (AIDC)

• Online, interactive course

Investment Dealer Compliance Course (IDCC)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard copy textbook

Branch Compliance Officer's Course (BCO)

• Online, interactive version with hard-copy textbook
• Online, interactive version with PDF textbook

Partners, Directors & Senior Officers Course (PDO)

• Online, interactive version with hard-copy textbook
• Online, interactive version with PDF textbook

Chief Compliance Officers Qualifying Exam (CCO)

• Online, interactive version with hard-copy textbook
• Online, interactive version with PDF textbook

Branch Compliance Officer's Course (BCO)

• Online, interactive version with hard-copy textbook
• Online, interactive version with PDF textbook

Bank Management Fundamentals (BMF)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

People & Team Management (PTM)

• Online, interactive version with online textbook (PDF)
• Online, interactive version with hard-copy textbook

Financial Services Industry: Business Drivers & Challenges (FSDC)

• Online, interactive version with online textbook (PDF)

Ethical Practice in the Financial Service Industry (EPFSI)

• Online, interactive course

Investment Strategies for Retirees*

• Online, interactive course

Behavioural Finance – Get Inside Your Client’s Mind (BF)

• Online, interactive course

Financial Planning for Snowbirds (FPS)

• Online, interactive course

Safeguard Elderly Clients from Financial Fraud*

• Online, interactive course

Behavioural Finance – Get Inside Your Client’s Mind (BF)

• Online, interactive course

Estate Planning*

• Online, interactive course

Ethical Practice in the Financial Service Industry (EPFSI)

• Online, interactive course

Financial Planning for Snowbirds (FPS)

• Online, interactive course

Safeguard Elderly Clients from Financial Fraud*

• Online, interactive course

Social Media Compliance Guidelines

• Online, interactive course

Tax-Free Savings Account - Rules and Options

• Online, interactive course

Alternative Strategies: Hedge Funds And Liquid Alternatives (ASHL)

• Online, interactive course

Equity Trading & Sales

• Online, interactive course

ETFs for Mutual Fund Representatives

• Online, interactive course

Fixed Income Trading & Sales

• Online, interactive course

Hedge Funds and Liquid Alternatives for Mutual Fund Representatives (HFLA)

• Online, interactive course

Introduction to Digital Assets (DA)

• Online, interactive course

Investing in Inflationary Times (IIT)

• Online, interactive course

Investing in Private Markets (IPM)

• Online, interactive course

Investment Strategies for Retirees*

• Online, interactive course

Investing in ETF's

• Online, interactive course

Negative Interest Rates: Origins and Implications

• Online, interactive course

Responsible Investing Using ESG Factors (RIUF)

• Online, interactive course

Royalty and Streaming Companies (RSC)

• Online, interactive course

Principal-Protected Notes*

• Online, interactive course

Behavioural Finance – Get Inside Your Client’s Mind (BF)

• Online, interactive course

Tax-Free Savings Account - Rules and Options

• Online, interactive course

Investing in real assets

• Online, interactive course

Covered Call Writing (CCW)

• Online, interactive course

Introduction to Canadian Depositary Receipts

• Online, interactive course

Behavioural Finance – Get Inside Your Client’s Mind (BF)

• Online, interactive course

Cybersecurity & Privacy

• Online, interactive course

Dealing with High Net Worth Clients Program

• Dealing With Special High Net Worth Client Situations
• Estate Planning For High Net Worth
• Practice Management For High Net Worth
• Retirement Planning For High Net Worth
• Investment Strategies For High Net Worth
• CIWM Certification Examination

Estate Planning*

• Online, interactive course

Ethical Practice in the Financial Service Industry (EPFSI)

• Online, interactive course

Financial Planning for Snowbirds (FPS)

• Online, interactive course

Generating Retirement Income (GRICE)

• Online, interactive course

Harnessing the Power of Social Media (HPSM)

• Online, interactive course

Insurance for Investment and Tax Minimization Purposes (IITMP)

• Online, interactive course

Retirement Accumulation Structures and Strategies (RASSCE)

• Online, interactive course

Safeguard Elderly Clients from Financial Fraud*

• Online, interactive course

Social Media Compliance Guidelines

• Online, interactive course

Tax-Free Savings Account - Rules and Options

• Online, interactive course

Transitioning into Retirement (TIRCE)

• Online, interactive course

Social Media Compliance Guidelines

• Online, interactive course

Safeguard Elderly Clients from Financial Fraud*

• Online, interactive course

Anti Money Laundering & Beneficial Ownership

• Online, interactive course

CE Ethics Course, Retail Version

• Online, interactive course

Client Focused Reforms (CFR) Series

• Online, interactive course

Cybersecurity & Privacy

• Online, interactive course

ETFs for Mutal Fund Representatives

• Online mini-course

Ethics For Institutional Registrants

• online, interactive version

Fixed Income Trading & Sales (FIT)

• Online, interactive course

Insider Trading: Regulations & Prevention

• Online, interactive course

Investing In Bitcoin: Opportunities And Risks (BTC)

• Online, interactive course

Managed Accounts: Compliance Issues and Considerations

• Online, interactive course

Role of the Gatekeeper

• Online, interactive course

Social Media Compliance Guidelines

• Online, interactive course

Tax-Free Savings Account - Rules and Options

• Online, interactive course

Understanding Investment Dealer Business Units

• Online, interactive course

CE Compliance Program Cycle 9 (CECC)

• Self Study Course